Framework coverage
Exactly what Regis maps your evidence against.
Every audit is scoped to the requirement libraries below; the same lists drive the analysis engine and the coverage matrix in each report, so this page cannot drift from the product. Coverage is limited to the frameworks shown here.
Libraries last reviewed: 14 July 2026
United Kingdom
Live7 frameworks · 31 requirementsThe launch workspace: workplace compliance, FCA regimes, UK AML, and UK GDPR. Available on Free.
| Framework | Requirements |
|---|---|
| UK Workplace | 12 |
| SM&CR | 3 |
| FCA Conduct | 4 |
| FCA Systems | 3 |
| UK AML | 4 |
| UK GDPR | 3 |
| FCA OpRes | 2 |
European Union
Beta6 frameworks · 34 requirementsCurrent EU libraries for firms with European obligations. Choose as a Free home region, or use alongside UK and US on Premium.
| Framework | Requirements |
|---|---|
| MiFID II | 6 |
| GDPR | 16 |
| AMLD | 5 |
| DORA | 3 |
| SFDR | 2 |
| MAR | 2 |
United States
Beta5 frameworks · 32 requirementsCurrent US libraries for broker-dealer and adviser obligations. Choose as a Free home region, or use alongside UK and EU on Premium.
| Framework | Requirements |
|---|---|
| FINRA | 8 |
| SEC | 8 |
| AML | 7 |
| RegBI | 5 |
| BCP | 4 |
Regulatory monitoring. Between reviews, Regis surfaces monitored regulatory updates from selected authoritative sources (FCA, PRA, ESMA, EBA, and the US Federal Register). Update freshness varies by source; items are flagged for human review, not applied automatically.
Requirement libraries are maintained editorially and reviewed against the cited rules and guidance. Regis provides structured risk information for review, not legal opinions or advice; findings stay draft until reviewed by a qualified professional. Read how findings are made and cited.