United Kingdom
Live · Free foreverUK workplace, FCA, UK AML, UK GDPR, Companies House, gifts and hospitality, sanctions, and governance review workflows.
7 frameworks · 31 requirements
Evidence-to-obligation mapping for compliance teams
Turn policies and evidence into review-ready compliance findings.
Regis maps your policies, controls, and documents against UK regulatory requirements. Identify evidence gaps, draft remediation, and retain a human-reviewed sign-off trail.
Human Signoff Required: Regis supports judgement. Everything stays draft until a qualified professional reviews it.
regisai.app/audit/FCA-092
31
UK requirements · Live
34
EU requirements · Beta
32
US requirements · Beta
UK live today · EU & US in beta
Platform Workflow
A reviewable process for evidence compilation.
Regis supports human judgement. We automate the analysis so compliance teams can spend time on validation and decisions.
01Evidence intake
Upload policies and evidence
Set your firm’s context and scope, then add policies, manuals, agreements, and audit records to your secure library.
02Rule mapping
Map against UK requirements
Regis analyses each document against the in-scope regulatory requirements and identifies evidence gaps and strengths.
03Signoff & trail
Review, draft, sign off
Validate findings, draft remediation language, assign actions, and log every sign-off in the audit trail.
Coverage you can check before you commit.
The UK workspace is live and Free forever. Current EU and US libraries work today in beta: choose one as your Free home region, or use all three on Premium.
European Union
Beta · Free home regionMiFID II, GDPR, AMLD6, DORA, SFDR, MAR, and EU regulatory monitoring for teams operating across European obligations.
6 frameworks · 34 requirements
United States
Beta · Free home regionFINRA, SEC, AML/BSA, Regulation Best Interest, business continuity, records, supervision, and US regulatory monitoring.
5 frameworks · 32 requirements
Monitored regulatory updates from selected authoritative sources (FCA, PRA, ESMA, EBA, Federal Register) flag changes between reviews. Coverage is limited to the frameworks shown in the product.
See the full framework coverage matrix ->One policy in, one review-ready finding out.
This is the shape of every Regis finding: the evidence gap, the governing rule, the target requirement, and a remediation draft held for sign-off.
Mapped Finding
Framework Target
Mapped Evidence File
Risk Action Code
Unclear hospitality approval route
UK Workplace
hospitality_rules_draft.pdf
High
Evidence Gap & Regulatory Citation (Bribery Act 2010 s.7)
A media agency policy allows client entertainment, but does not define value thresholds, tender-period restrictions, approval owners, or escalation notes.
Target requirement reference“The policy must define clear monetary thresholds for gifts and hospitality, with named approval levels above each threshold, and explicitly cover hospitality offered during live tenders, pitches, or procurement processes.”
Proposed Policy Remediation Draft
“Corporate entertainment and hospitality during tender procedures or vendor reviews are strictly frozen. Out-of-hours hosting is capped at £75 per attendee and requires written approval from the departmental head.”
Open in editorRemediation status: Pending sign-off
What Regis AI is not.
Regis AI supports compliance gap analysis, policy drafting, and regulatory monitoring workflows, with authorised professionals making the decisions. Findings stay held as draft until human-verified.
All outputs use careful language: potential risk, consider, requires review. Regis never states that an activity is compliant, approved, safe, or legal.
Review guardrails
Designed to support judgement, not replace it.
Outputs stay marked as draft until reviewed.
Risk language avoids absolute legal conclusions.
Reviewer notes and escalation context stay visible.
Advice
Not legal advice
Regis AI provides structured risk information for review, not legal opinions or advice.
Regis surfaces evidence, risk language, and review questions for qualified teams.
People
Not a replacement for compliance professionals
It helps teams prepare better questions and escalation notes for qualified people - it does not replace them.
Regis keeps compliance, legal, HR, and governance owners in the review loop.
Decision
Not a final decision-maker
Final decisions should be reviewed by qualified legal, compliance, HR, or governance professionals.
Regis organises findings so authorised reviewers can decide with clearer context.
Guarantee
Not a guarantee of regulatory compliance
The absence of a flag does not mean an activity is compliant, approved, safe, or legal.
Regis helps teams spot gaps and document rationale without declaring certainty.
Pilot offer
Start with a scoped pilot on your own policies.
Engagements begin as a pilot audit tailored to your firm’s frameworks and documents, so you judge Regis on your own compliance material before any wider commitment.
01
Scope
We agree the frameworks in scope (FCA SYSC, UK GDPR, SM&CR, AML, and more) and the policies you want reviewed. Company context is enriched from Companies House.
02
Pilot audit
Upload your real policies. Regis returns a prioritised findings report: risk-rated gaps, each cited to the governing rule, with draft remediation you can paste straight into your manual.
03
Reviewed hand-off
Every finding stays draft until an authorised reviewer signs it off. You keep the full audit trail for your records: who reviewed it, why, and how it was resolved.
04
Decide on rollout
Assess the results against your own review cycle, then expand scope to more frameworks, documents, or teams. No lock-in to evaluate.
Start Free — no card
One home jurisdiction stays Free forever. See pricing →
Who it’s for
Designed for compliance owners.
Whether you own compliance in-house or review it for clients, the workflow fits how you already work.
For Compliance Leaders
In-house Corporate Teams
Media and advertising teams
Review gifts, hospitality, pitch-process, vendor, personal data, and workplace policy evidence.
Financial services firms
Review FCA, SMCR, Consumer Duty, AML, privacy, and operational resilience evidence.
Technology companies
Translate fast-changing product, vendor, data, security, and governance obligations into reviewable gaps.
For External Experts
Advisory & Legal Partners
Professional services firms
Prioritise policy updates across client work, privacy, conflicts, conduct, records, and resilience.
Outside counsel
Accelerate first-pass gap reviews while preserving expert judgement and review notes.
Compliance consultants
Produce structured client deliverables without rebuilding the audit method each time.
MVP pricing
Start Free in your market. Upgrade when the work expands.
Choose your pricing region and billing currency.
Free
£0forever
Choose one UK, US, or EU home workspace, with 3 compliance audits, 10 scenarios, and the foundational evidence workflow every month.
Premium
£19/ month
Current UK, EU, and US libraries, 30 audits and 100 scenarios per month, monitoring, policy drafting, and human review workflows.
Practice
£99/ user / month
Controlled access for advisory firms needing multi-seat, multi-client, white-label, and portfolio workflows.
Questions before you start?
Data handling, review workflow, framework scope, and billing are covered in the guide.